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National Futures Association (NFA)
www.nfa.futures.org

  • Broker Education and Training
  • Futures Broker Background Information
  • Investor Publications

U.S. Commodity Futures Trading Commission (CFTC)
www.cftc.gov

  • Trading Basics
  • Futures Broker Background & Registration Information
  • Consumer Protection and Enforcement Actions
  • Law & Regulation

U.S. Securities and Exchange Commission (SEC)
www.sec.gov

  • Investor Publications
  • Securities Broker Background & Registration Information
  • Consumer Protection and Enforcement Actions
  • Law & Regulation
  • Company filings (EDGAR database)

Futures Industry Association (FIA)
www.futuresindustry.org

  • Industry Publications and Events
  • Industry Yellow Pages

The Institute for Financial Markets (IFM)
www.theifm.org

  • Investor Education
  • Broker Ethics Training and Exam Preparation

Managed Funds Association (MFA)
www.mfainfo.org

  • Industry Publications and Events
  • Industry Yellow Pages

Chicago Board Options Exchange (CBOE)
www.cboe.com

Chicago Mercantile Exchange (CME)
www.cme.com

The Options Clearing Corporation (OCC)
www.theocc.com

  • Volume and Open Interest Reports
  • Introduction to Security Futures
  • Operations and Corporate Event Memos

Toronto Montreal Exchange
www.m-x.ca

International Securities Exchange
www.ise.com


 



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